Compliance for trade ideas and investment recommendations with TIM

Supporting you to comply with industry regulation

TIM is recognised as a regulator – and compliance – friendly service. We have experience with all major regulatory regimes, and meet with regulators regularly.

The latest functionality on TIM that aids regulatory compliance includes:

  • Pre-publication checks to ensure compliance with local and global restrictions
  • Post-publication monitoring, event handling and real-time restriction handling
  • Regulatory disclosures and disclaimers, including full support for the Market Abuse Regulation (MAR)
  • Authorisation workflow to prevent unauthorised client communications
  • Activity monitoring and audit reporting, and seamless integration with your systems

Learn more about the TIM MAR Solution