Countdown to MAR30th June 2016
In this compliance update we examine US regulation that affects trade ideas.
This issue of our compliance update shines a light into some of the darker corners of the current regulatory space.
We share highlights from joining the panel at Institutional Investor's "MiFID II Implementation" conference.
This issue of our regular compliance update focuses on feedback from the TIM network on MiFID II unbundling.
Questions remain around implementing market abuse regulation which compliance teams have to find answers to.
Answering some of the questions around Market Abuse Regulation and what it means for the industry.
From 3 July this year, the new Market Abuse Regulation (MAR) is due to be implemented across Europe.
TIM announces solution for meeting new capture and disclosure requirements for salespeople and traders under MAR.